THE ALL-BUT-DISSERTATION SURVIVAL GUIDE™

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Devoted to providing practical strategies for completing your Doctoral Dissertation.™

INSIDE THIS ISSUE - March 18, 2010

1. A Note from the Editor
The Elephant and the Rider: Lessons about Change
by Tracy Steen, Ph.D.

2. Inspirational Quotes


 

March 18, 2010

A Note from the Editor

Tracy Steen, Ph.D.

The Elephant and the Rider: Lessons About Change

Old habits die hard, and I'm learning why.

Last month I wrote about changes--why we should make them and how we can make them stick. Since we look for diverse topics for the ABDSG, I didn't expect to write again about change in the very next issue, but that was before I read Switch: How to Change Things When Change Is Hard and became reacquainted with a fascinating twosome called the Elephant and the Rider.

The authors who introduced this metaphoric duo in Switch are brothers, Chip Heath, Ph.D., of Stanford and Dan Heath, MBA, of Duke. They often give what they call "change management" advice to business executives, but they contend that all change efforts--from "change the world" for activists to self-help for individuals--are similar in one important respect. The person who wants change must reconcile conflicts within his or her own mind.

What conflicts are those? The Heaths point out that psychologists believe our minds are governed by two systems: the rational mind, which is analytical and slow to act, and the emotional mind, which is impulsive and more susceptible to habit. It is these potentially conflicting systems that the author labels the Rider and Elephant, a metaphor first conceptualized by psychologist Jonathan Haidt.

Perched atop the Elephant and holding the reins, the analytical Rider appears to be in control, but the emotional Elephant is powerful and enormous in size relative to the Rider. It's not hard to imagine who gets the better of whom when there's some disagreement about the way to go.

We are all familiar with situations in which our emotional mind overrides our reason (i.e., when our Elephant overpowers our Rider). It happens when we shut off the alarm clock and oversleep, or when we blow the diet by eating "the whole thing," or when we use the time set aside for working to indulge in something more pleasurable. The analytical Rider's ability to strategize for long-term goals can easily be thwarted by the emotional Elephant's desire for instant gratification.


The Elephant isn't always the bad guy, however. He has strengths as well as weaknesses, as does the Rider. In his capacity for emotion, the Elephant can supply the energy and determination needed to reach a goal. The Rider, on the other hand, despite his analytical ability, can actually slow down progress if he is unable to stop analyzing and reach final decisions. According to the Heath brothers, you have to make dual appeals in order to effect change: "The Rider provides the planning and direction, and the Elephant provides the energy."

To get to that kind of cooperation, it is important to understand three underlying tenets on which the philosophy of Switch is grounded:

1) What looks like resistance to change is often a lack of clarity. If you want to make progress toward your goal, ambiguity is the enemy. The Rider must be sure of the direction he wants to go or he will make the Elephant anxious.

2) "Self-control is an exhaustible resource." Changing behaviors, especially deeply ingrained habits, requires exhausting self-supervision by the Rider. The greater the change you attempt, the more exhausting it can be for your self-control. When people say change is hard, it's often because their efforts are so tiring.

3) To change behavior, you have to change the situation. That includes not only the environment but the heart and mind as well. The problem is-- often the heart and the mind disagree. The authors refer to the overall situation as the "Path." Shape the Path and you will make change more likely.

Shape the Path, motivate the Elephant, and direct the Rider at the same time, and you are on your way. It's a 3-point pattern for change:


Direct the Rider
Motivate the Elephant
Shape the Path


Direct the Rider
You can appeal to the Rider within yourself by carefully defining your goals--not just your ultimate goal, but each step that must be accomplished along the way. Script your critical moves and don't allow yourself to agonize over potential problems. Remember that the Rider has a tendency to let indecision slow down progress. By focusing on the destination and keeping to your script, you will give direction to the Rider and strengthen him for any unavoidable conflicts with the Elephant.

Motivate the Elephant
The powerful Elephant can dominate any situation unless motivated to cooperate with the Rider. To keep him moving forward as a collaborator for change, you must supply both feeling and confidence. Or to use the author's terminology, you must "find the feeling" and "shrink the change."

You can't move the Elephant with facts; you have to generate enthusiasm for the destination. He is all about emotion, so "find the feeling." Let him dream your dream.

The Elephant must also have confidence that he is capable of making whatever change the Rider has in mind. If presented with change that seems too great, the Elephant will resist. You can successfully address this challenge by "shrinking the change." Give the Elephant a series of small goals leading to small successes, and larger goals will seem to shrink as the small successes build the Elephant's confidence.


Shape the Path
One of the major concepts guiding Switch is the idea that our surroundings influence our thoughts and behavior to a far great extent than we realize.

If you are in a setting that is not conducive to your success, your goal becomes that much more elusive. (For a simple example-- if cookies are in your desk drawer, the five pound weight loss is less likely.)

To bring about change, the authors note that it can often be accomplished by simply tweaking the environment. In other words, "shape the path." (Or to follow up on our earlier example--get those cookies out of the house!)


Shape the Path--Motivate the Elephant--Direct the Rider. Switch is a book filled with true stories of businesses and people who have brought about transformative change through this 3-point pattern. As mentioned earlier, the Rider and Elephant who act as the key agents of change in the book are metaphoric creations of psychologist Jonathan Haidt, who introduced them in The Happiness Hypothesis: Finding Modern Truth in Ancient Wisdom.

Though both books make use of the elephant and rider metaphor, they are quite different in their focus. Haidt explores religion, philosophy, science and psychology to look for answers to some of life's most pressing questions. In the following quote, Haidt summarizes his first chapter and gives some insight into how he envisions the relationship between the rider and the elephant:

The mind is divided in many ways, but the division that really matters is between conscious/reasoned processes and automatic/implicit processes. These two parts are like a rider on the back of an elephant. The rider's inability to control the elephant by force explains many puzzles about our mental life, particularly why we have such trouble with weakness of will. Learning how to train the elephant is the secret of self-improvement.

Haidt, a social psychologist, is looking for answers about the source of happiness and the meaning of life. The Heath brothers, trained in business, are looking for ways to bring transformative change to businesses as well as individuals. From their distinct perspectives, both authors recognize the dramatic transformations that are possible if conflict within the mind can be minimized. And both believe that the rider and elephant are key to ending that conflict.

If you are considering some changes in your life--especially those that would propel you toward your ultimate goal--you may want to consider the 3-point pattern presented in Switch. (And as a bonus for training the elephant, there is that secret promised by Haidt!)

Inspirational Quotes

Big changes come from a succession of small changes….The challenge is to get the Elephant moving. (Chip and Dan Heath)

Genius is the act of solving a problem in a way no one has solved it before. It has nothing to do with winning a Nobel Prize in physics or certain levels of schooling. It's about using human insight and initiative to find original solutions that matter. (Seth Godin)

The bad news is time flies. The good news is you're the pilot. (Michael Althsuler)

Crystallize your goals. Make a plan for achieving them and set yourself a deadline. Then, with supreme confidence, determination and disregard for obstacles and other people's criticism carry out your plan. (Paul Meyer)

They must often change, who would be constant in happiness or wisdom. (Confucius)


Dr. TRACY STEEN, Editor, ABDSG
Tracy Steen, Ph.D. , is a clinical psychologist and dissertation coach in Philadelphia, PA. She received her Ph.D. from the University of Michigan and completed a postdoctoral fellowship in positive psychology at the University of Pennsylvania. Dr. Steen draws on her research background in positive psychology in her coaching work with writers, helping them to remove internal obstacles so they can find more engagement and flow in their work. You can contact Dr. Steen with questions about this newsletter or about coaching in general at tsteen@mail.med.upenn.edu. You can also visit her website at www.tracysteen.com

Dr. NANCY WHICHARD, Contributor, ABDSG; Director, MentorCoach Academic and Writing Coaching Programs
Nancy Whichard, Ph.D., PCC, is a dissertation and career coach. She has successfully coached to completion doctoral candidates from 40 major American universities and from many Western European and Canadian universities, as well. She holds a Ph.D. in English from the University of Maryland and for two decades was on the English and Literature faculties at George Washington University and American University. A recovering academic, Nancy knows the importance of politics and diplomacy in negotiating the dissertation experience. Nancy has added a Virtual Dissertation Boot Camp to her offerings. For more information on the Virtual Dissertation Boot Camp and on coaching, email Nancy at nancy@nancywhichard.com. Sign up for her Smart Tips for Writers e-newsletter at www.nancywhichard.com and read her blog at www.successfulwritingtips.com.

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BEN DEAN, Publisher, ABDSG
Ben holds a Ph.D. in psychology from the University of Texas at Austin. He began writing the ABDSG in 1997. Over the years, the ABDSG has provided thousands of hours of pro bono coaching and teleworkshops to ABDs all over the world. Ben is also the founder of MentorCoach (www.MentorCoach.com), a virtual university focused on training accomplished helping professionals to become part-time or full-time coaches. You might wish to subscribe to the free eMentorCoach News. Finally you may also wish to subscribe to the Coaching Toward Happiness eNewsletter! It's on applying the science of Positive Psychology to your work and life (131,000 readers). Ben lives in suburban Maryland with his wife, Janice, their two children, and Dusty, their Norwegian dwarf bunny. They all love coaching from the beach!

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